Impact of the Split of Elites on the Success of Unarmed Revolutionary Episodes of the Early 21st Century

Authors

Keywords:

revolution, nonviolent revolutions, success factors, split of the elites, security forces defection, qualitative comparative analysis (QCA), Arab spring, color revolutions

Abstract

Existing data on elite splits suggest their significance for revolutionary success, as well as the significance of the defection of primarily security elites to the side of the revolutionary opposition for the success of a revolutionary uprising. The authors, relying on modern political science concepts and qualitative comparative analysis (QCA), tested the corresponding hypotheses. The following variables were used: diversity of protesters by socio-demographic characteristics; diversity of protesters by political characteristics; diversity of protesters by ethnoreligious characteristics; external support for the regime; external support for protesters; splits in civilian elites; splits in security elites; the number of participants in the revolutionary episode at the peak of the event. The cases selected were revolutionary episodes that occurred between 2000 and 2013 for which there is sufficient information for analysis. The QCA results show that simultaneous splits in both types of elites is a significant predictor of success for the majority of unarmed revolutionary episodes included in the sample; however, this is a sufficient but not a necessary condition for revolutionary success. Moreover, if only one type of elite is split, then an unarmed revolutionary uprising can only succeed if there is a diversity of protesters along political lines (which is an indicator of the presence of a broad revolutionary coalition). Overall, a broad revolutionary coalition has proven to be a very powerful factor in the success of an unarmed revolutionary uprising, similar in strength to the factor of elite splits. Another significant predictor of revolutionary success turns out to be the combination of external support for the participants in the unarmed revolutionary uprising and the absence of external support for the regime.

Agencies

Исследование выполнено в рамках Программы фундаментальных исследований НИУ ВШЭ в 2025 г. при поддержке Российского научного фонда (проект № 24-18-00650)

Downloads

Download data is not yet available.

Author Biographies

  • A.A. Izhogin, HSE University

    Alexander A. Izhogin — Junior Research Fellow, Center for Stability and Risk Analysis

    Moscow

  • A.V. Korotayev, HSE University, Institute for African Studies, Russian Academy of Sciences

    Andrey V. Korotayev — Doctor of Historical Sciences, Director, Center for Stability and Risk Analysis, HSE University; Chief Researcher, Institute for African Studies of the Russian Academy of Sciences

    Moscow

References

Голдстоун Д. (2006) К теории революции четвертого поколения, Логос, (5), c. 58– 103. EDN: VOZILZ.

Голдстоун Дж. А., Гринин Л.Е., Коротаев А.В. (2022) Волны революций XXI столетия. Полис. Политические исследования, (4), с. 108–119. EDN: DVNOBB. https://doi.org/10.17976/jpps/2022.04.09

Голдстоун Дж. А., Гринин Л.Е., Устюжанин В.В., Коротаев А.В. (2023) Революционные события XXI века: предварительный количественный анализ. Полис. Политические исследования, (4), с. 54–71. EDN: FSMFMK. https://doi.org/10.17976/jpps/2023.04.05

Гринин Л. Е., Исаев Л.М., Коротаев А.В. (2016a) Революции и нестабильность на Ближнем Востоке. Волгоград: Учитель.

Гринин Л.Е., Коротаев А.В. (2020) Методологические пояснения к исследованию революционных событий. Системный мониторинг глобальных и региональных рисков, 11, c. 853–861.

Гринин Л.Е., Коротаев А.В., Мещерина К.В. (Ред.). (2016b) Системный мониторинг глобальных и региональных рисков. Волгоград: Учитель.

Коротаев А., Гринин Л., Устюжанин В., Файн Е. (2025) Пятое поколение исследований революции. Систематический обзор. Логос, 35(1), с. 191–316. https://doi.org/10.17323/0869-5377-2025-1-193-296

Коротаев А.В., Исаев Л.М., Васильев А.М. (2015) Количественный анализ революционной волны 2013–2014 гг. Социологические исследования, 8 (376), с. 119–127.

Коротаев А.В., Жданов А.И. (2023a) Количественный анализ политических факторов революционной дестабилизации. Опыт систематического обзора. Поли тия: Анализ. Хроника. Прогноз (Журнал политической философии и социологии политики), (3), с. 149–171. EDN: NAZUCB. https://doi.org/10.30570/2078-5089-2023-110-3-149-171

Коротаев А.В., Жданов А.И. (2023b) Количественный анализ экономических факторов революционной дестабилизации: результаты и перспективы. Социология власти, 35 (1), с. 118–159. EDN: VKRMWA. https://doi.org/10.22394/2074-0492-2023-1-118-159

Коротаев А.В., Мусиева Д.М., Жданов А.И. (2024) Количественный анализ социально-демографических факторов революционной дестабилизации: результаты и перспективы. Журнал социологии и социальной антропологии, 27 (3), с.106–145. EDN: HMHOAS. https://doi.org/10.31119/jssa.2024.27.3.4

Медведев И.А., Устюжанин В.В., Жданов А.И., Коротаев А.В. (2022) Применение методов машинного обучения для ранжирования факторов и прогнозирования невооруженной и вооруженной революционной дестабилизации в афразийской макрозоне нестабильности. Системный мониторинг глобальных и региональных рисков, 13, с. 131–210. DOI: https://doi.org/10.30884/978-5-7057-6184-5_06

Abrams B. (2019) A fifth generation of revolutionary theory is yet to come Journal of Historical Sociology, 32(3), pp. 378–386.

Ackerman P., Kruegler C. (1993) Strategic nonviolent conflict: The dynamics of people power in the twentieth century. Westport, CT: Praeger.

Allinson J. (2019) A fifth generation of revolution theory? Journal of Historical Sociology, 32(1), pp. 142–151. https://doi.org/10.1111/johs.12220

Beissinger M. R. (2022) The Revolutionary City: Urbanization and the Global Transformation of Rebellion. Princeton: Princeton University Press. https://doi.org/10.2307/j.ctv2175r9q

Butcher C., Gray J. L., Mitchell L. (2018) Striking it free? Organized labor and the outcomes of civil resistance. Journal of Global Security Studies, 3(3), рр. 302‒321: https://doi.org/10.1093/jogss/ogy010

Butcher C., Svensson I. (2016) Manufacturing Dissent: Modernization and the Onset of Major Nonviolent Resistance Campaigns. Journal of Conflict Resolution, 60(2), рр. 311–339. https://doi.org/10.1177/0022002714541843

Cebul M. D., Grewal S. (2022) Military conscription and nonviolent resistance Comparative Political Studies, 55(13), рр. 2217‒2249: https://doi.org/10.1177/00104140211066209.

Chenoweth E., Schock K. (2015) Do contemporaneous armed challenges affect the outcomes of mass nonviolent campaigns? Mobilization: An International Quarterly, 20(4), рр. 427‒451: https://doi.org/10.17813/1086-671X-20-4-427

Chenoweth E., Shay C.W. (2019a) NAVCO 2.1 Codebook. Cambridge, MA: Harvard Dataverse.

Chenoweth E., Shay C.W. (2019b) NAVCO 2.1 Dataset. Cambridge, MA: Harvard Dataverse. https://doi.org/10.7910/DVN/MHOXDV

Chenoweth E., Shay C.W. (2020a) NAVCO 1.3 Codebook. Cambridge, MA: Harvard Dataverse.

Chenoweth E., Shay C.W. (2020b) List of Campaigns in NAVCO 1.3. Cambridge, MA: Harvard Dataverse. https://doi.org/10.7910/DVN/ON9XND

Chenoweth E., Shay C.W. (2022) Updating nonviolent campaigns: Introducing NAVCO 2.1. Journal of peace research, 59(6), рр. 876‒889: https://doi.org/10.1177/00223433221092938.

Chenoweth E., Stephan M. J. (2011) Why Civil Resistance Works: the Strategic Logic of Nonviolent Conflict. New York: Columbia University Press.

Cronqvist L. (2019) Tosmana (Version 1.61). University of Trier: https://www.tosmana.net

Cunningham K.G. (2023) Choosing tactics: The efficacy of violence and nonviolence in self-determination disputes. Journal of Peace Research, 60(1), pp. 124‒140. https://doi.org/10.1177/00223433221145961

Dahlum S. (2023) Joining forces: Social coalitions and democratic revolutions. Journal of Peace Research, 60(1), pp. 42–57. https://doi.org/10.1177/00223433221138614

Davies J.C. (1962) Toward a theory of revolution. American Sociological Review, 27(1), рр. 5–19.

Feierabend I.K., Feierabend R.L. (1972) Systemic conditions of political aggression: An application of frustration-aggression theory. Anger, Violence, and Politics: Theories and Research /Ed. by I.K. Feierabend, R.L. Fejerabend, T.R. Gurr, рp. 136–183. Englewood Cliffs, N. J.: Prentice-Hall.

Filin N. (2022) The green movement in Iran: 2009–2010. In: J.A. Goldstone, L. Grinin & A. Korotayev (Eds.), Handbook of revolutions in the 21st century: The new waves of revolutions, and the causes and effects of disruptive political change (pp. 571–592). Cham: Springer Nature. https://doi.org/10.1007/978-3-030-86468-2_22

Filin N., Khodunov A. & Koklikov V. (2022) Serbian “Otpor” and the color revolutions’ diffusion. In: J.A. Goldstone, L. Grinin & A. Korotayev (Eds.), Handbook of revolutions in the 21st century: The new waves of revolutions, and the causes and effects of disruptive political change (pp. 465–482). Springer Nature. https://doi.org/10.1007/978-3-030-86468-2_17

Foran, J. (Ed.). (1997) Theorizing revolutions. London: Routledge.

Gledhill J., Duursma A., Shay C. (2022) Glee and Grievance: Emotive Events and Campaign Size in Nonviolent Resistance Journal of Global Security Studies, 7(4). ogac011. https://doi.org/10.1093/jogss/ogac011

Gleditsch K. S., Olar R.G., Radean M. (2023) Going, going, gone? Varieties of dissent and leader exit. Journal of Peace Research, 60(5), рр. 729‒744.

Goldstone J.A. (2011) Cross-class Coalitions and the Making of the Arab Revolts of 2011. Swiss Political Science Review, 17(4), рр. 457–462: https://doi.org/10.1111/j.1662-6370.2011.02038.x

Goldstone J.A., Grinin L. & Korotayev A. (2022a) Introduction. Changing yet Persistent: Revolutions and Revolutionary Events. In: J.A. Goldstone, L. Grinin & A. Korotayev (Eds.), Handbook of Revolutions in the 21st Century: The New Waves of Revolutions, and the Causes and Effects of Disruptive Political Change (pp. 1–34). Cham: Springer Nature. https://doi.org/10.1007/978-3-030-86468-2_1

Goldstone J.A., Grinin L. & Korotayev A. (2022b) The Phenomenon and Theories of Revolutions. In: J.A. Goldstone, L. Grinin & A. Korotayev (Eds.), Handbook of Revolutions in the 21st Century: The New Waves of Revolutions, and the Causes and Effects of Disruptive Political Change (pp. 37–68). Cham: Springer Nature. https://doi.org/10.1007/978-3-030-86468-2_2

Grinin L. & Korotayev A. (2022) The Arab spring: Causes, conditions, and driving forces. In: J.A. Goldstone, L. Grinin, & A. Korotayev (Eds.), Handbook of revolutions in the 21st century: The new waves of revolutions, and the causes and effects of disruptive political change (pp. 595–624). Cham: Springer Nature. https://doi.org/10.1007/978-3-030-86468-2_23

Grinin L., Korotayev A. (2024) Is the Fifth Generation of Revolution Studies Still Coming? Critical Sociology, 50(6), рр. 1039–1067: https://doi.org/10.1177/08969205241245215

Gurr T.R. (1968) A Causal Model of Civil Strife: A Comparative Analysis Using New Indices. American political science review, 62(4), pp. 1104–1124.

Ivanov E. (2022) Revolutions in Kyrgyzstan. In: J.A. Goldstone, L.Grinin & A. Korotayev (Eds.), Handbook of revolutions in the 21st century: The new waves of revolutions, and the causes and effects of disruptive political change (pp. 517–547). Cham: Springer Nature. https://doi.org/10.1007/978-3-030-86468-2_20

La Jornada Virtu@l (2002) Insurrección civil y militar termina con el golpe; Chávez, en Miraflores. Mexico, D. F. https://www.jornada.com.mx/2002/04/14/019n1mun.php?origen=index.html

Kadivar M.A., Ketchley N. (2018) Sticks, Stones, and Molotov Cocktails: Unarmed Collective Violence and Democratization. Socius: Sociological Research for a Dynamic World, 4, рр. 1–16.

Kalin I., Lounsbery M.O., Pearson F. (2022) Major power politics and non-violent resistance movements Conflict Management and Peace Science, 39(3), рр. 241‒265: https://doi.org/10.1177/07388942211062495

Khodunov A. (2022a) The Bulldozer revolution in Serbia. In: J.A. Goldstone, L. Grinin & A. Korotayev (Eds.), Handbook of revolutions in the 21st century: The new waves of revolutions, and the causes and effects of disruptive political change (pp. 447–463). Springer. https://doi.org/10.1007/978-3-030-86468-2_16

Khodunov A. (2022b) The Orange revolution in Ukraine. In: J.A. Goldstone, L. Grinin & A. Korotayev (Eds.), Handbook of revolutions in the 21st century: The new waves of revolutions, and the causes and effects of disruptive political change (pp. 501–515). Cham: Springer Nature. https://doi.org/10.1007/978-3-030-86468-2_19

Khodunov A. (2022c) The Rose revolution in Georgia. In: J.A. Goldstone, L. Grinin, & A. Korotayev (Eds.), Handbook of revolutions in the 21st century: The new waves of revolutions, and the causes and effects of disruptive political change (pp. 483–499). Cham: Springer Nature. https://doi.org/10.1007/978-3-030-86468-2_18

Kirisci M., Demirhan E. (2021) Resource wealth as leverage: Natural resources and the failure of non-violent campaigns. Government and Opposition, 56(1), рр. 102–120: https://doi.org/10.1017/gov.2019.10

Korotayev A., Grinin L., Ustyuzhanin V., Fain E. (2025) The Fifth Generation of Revolution Studies. Part I: When, Why and How Did It Emerge. Critical Sociology, 51(2), pp. 257‒282. https://doi.org/10.1177/08969205241300596

Korotayev A., Issaev L., Malkov S., Shishkina A. (2013) Developing the methods of estimation and forecasting the Arab Spring events. Central European Journal of International and Security Studies, 7(4), pp. 28–58.

Korotayev A.V., Issaev L.M., Malkov S. Yu., Shishkina A.R. (2014) The Arab Spring: A Quantitative Analysis. Arab Studies Quarterly, 36(2), рр. 149–169: https://doi.org/10.13169/arabstudquar.36.2.0149

Korotayev A., Issaev L., Zinkina J. (2015) Center-periphery dissonance as a possible factor of the revolutionary wave of 2013–2014: A cross-national analysis. Cross-Cultural Research, 49(5), рр. 461‒488: https://doi.org/10.1177/1069397115595374

Korotayev A., Shishkina A., Khokhlova A. (2022) Global echo of the Arab Spring. In: J.A. Goldstone, L. Grinin & A. Korotayev (Eds.), Handbook of revolutions in the 21st century: The new waves of revolutions, and the causes and effects of disruptive political change (pp. 813–849). Cham: Springer Nature. https://doi.org/10.1007/978-3-030-86468-2_31

Korotayev A., Zinkina J. (2022) Egypt’s 2011 revolution: A demographic structural analysis. In: J.A. Goldstone, L. Grinin & A. Korotayev (Eds.), Handbook of revolutions in the 21st century: The new waves of revolutions, and the causes and effects of disruptive political change (pp. 651–683). Cham: Springer Nature. https://doi.org/10.1007/978-3-030-86468-2_25

Kuznetsov V. (2022) The Jasmine Revolution in Tunisia and the birth of the Arab Spring uprisings. In: J.A. Goldstone, L. Grinin & A. Korotayev (Eds.), Handbook of revolutions in the 21st century: The new waves of revolutions, and the causes and effects of disruptive political change (pp. 625–649). Cham: Springer Nature. https://doi.org/10.1007/978-3-030-86468-2_24

Lawson G. (2019) Anatomies of Revolution. Cambridge: Cambridge University Press. https://doi.org/10.1017/9781108697385

Liou R.Y.-L., Murdie A., Peksen D. (2023) Pressures From Home and Abroad: Economic Sanctions and Target Government Response to Domestic Campaigns Journal of Conflict Resolution, 67(2-3), рр. 297‒325: https://doi.org/10.1177/00220027221118249

Nepstad S.E. (2011) Nonviolent revolutions: Civil resistance in the late 20th century. Oxford: Oxford University Press.

Ragin C.C. (2008) What is Qualitative Comparative Analysis? Tucson: University of Arizona Press.

Scott J. & Marshall G. (Eds.). (2009) A dictionary of sociology. Oxford: Oxford University Press.

Sharp G. (1973) The politics of nonviolent action. Boston: Porter Sargent.

Stephan M. J., Chenoweth E. (2008) Why civil resistance works: The strategic logic of nonviolent conflict International Security, 33(1), рр. 7–44. https://doi.org/10.1162/isec.2008.33.1.7

Swarthmore College (2011) Global Nonviolent Action Database. Swarthmore, Pennsylvania: https://nvdatabase.swarthmore.edu/

Wickham-Crowley T. (1992) Guerillas and Revolutions in Latin America: A Comparative Study of Insurgents and Regimes since 1956. Princeton, NJ: Princeton University Press.

Downloads

Published

2025-05-15

Issue

Section

Articles

How to Cite

Izhogin A., Korotayev A. Impact of the Split of Elites on the Success of Unarmed Revolutionary Episodes of the Early 21st Century // Sociology of Power. 2025. Vol. 37, no. 3. P. 177–213.

Коды статьи

  • EDN SHGWYS
  • Тип статьи (РИНЦ) Научная статья (Научная статья)